 |











|
 |


Eligible U.S. Institutions
 |
Research universities |
 |
Medical schools |
 |
Major, independent scientific and medical research institutions |
Institutions Ineligible for Funding
 |
Those that are located outside the United States |
 |
Those that do not have a permanent, tax-exempt ruling determination from the U.S. government and (if located in California) the State of California |
 |
Those that cannot provide current full, certified, audited financial statements prepared on an annual basis |
 |
Private foundations as defined in IRS Section 509(a) or 170(b), or public charities that are not classified under IRS Section 509(a)(1) or 509(a)(2) |
 |
"Conduit" organizations, unified funds, or organizations that use grant funds from donors to support other organizations or individuals |
 |
Subsidiaries or affiliates of larger entities that do not have a separate board of directors and independent audited financial statements |
Institutional Criteria
 |
Exemplary institutions and organizations with a history of achievement and effective management |
 |
Institutions and organizations whose financial condition is strong, as demonstrated by their current, full, certified audited financial statements prepared in conformity with generally accepted accounting principles |
Programmatic Criteria
Projects for which one or more of the following applies:
 |
focus on emerging areas of research at the forefront of science, engineering and/or medicine |
 |
have the potential to lead to breakthrough technologies |
 |
are innovative, distinctive and interdisciplinary |
 |
Demonstrate a high level of risk in that the research pushes the edge of its field, represents unconventional approaches to intransigent problems, or challenges the prevailing paradigm |
 |
have the potential for transformative impact, such as creation of a new field of research, development of new instrumentation enabling observations not previously possible, or discovery of new knowledge that challenges prevailing perspectives. |
 |
fall outside the mission of public funding agencies |
 |
demonstrate that private philanthropy generally, and the W.M. Keck Foundation in particular, is essential to the project's success. |
Projects Ineligible for Funding
 |
Routine institutional or general operating expenses, general endowments, deficit reduction, or general and/or administrative overhead expenses |
 |
General and federated campaigns, including fundraising events, dinners, mass mailings or direct mail campaigns |
 |
Clinical research or treatment trials |
 |
Acquisition, construction or major renovation of facilities |
 |
Conference or seminar sponsorship |
 |
Book publication and film or theater productions |
 |
Projects to be undertaken outside the United States |
 |
Public policy research or activities of any kind |
 |
Projects requesting a grant of over $5 million, other than special projects initiated by the Foundation |
|
 |


Science & Engineering and Medical Research
Undergraduate Education
Southern California Program
|
 |